Products & Services

Before you invest, it’s important to determine your investment objectives to ensure your LPL Financial advisor makes the most suitable recommendations based on your goals, tolerance of risk and the immediacy of your financial needs.

Types of Portfolios

Investment portfolios generally fall into one of the following categories:

Income with capital preservation  Designed as a long-term accumulation account, this is the most conservative investment objective at LPL Financial. Emphasis is placed on generation of current income and prevention of capital loss.

Income with moderate growth — Emphasis is placed on generation of current income with a secondary focus on moderate capital appreciation.

Growth with income  Emphasis is placed on modest capital growth with some focus on generation of current income.

Aggressive growth  Emphasis is placed on aggressive growth and maximum capital appreciation with no focus on generation of current income. This objective has a very high level of risk and is for investors with a long-term horizon.

Trading  Emphasis is placed on speculative transaction activity. This objective represents acceptance of an extremely high level of risk.

There is no assurance that the investment portfolios listed are suitable for all investors or will meet their stated objectives. The purchase of certain securities may be required to effect some of the strategies. Investing involves risks including possible loss of principal.

At LPL Financial, we provide assistance in the following areas:



Common Stock
Educational IRA
Brokerage Accounts
Traditional IRA
Roth IRA
Simple IRA
Treasury Bills
Government Securities
Treasury Notes
Variable Annuity



Disability Income Insurance
Life Insurance
Long Term Care Insurance




Financial Planning

Retirement Plans
Tax Plans
401 (k) Planning
403 (b) Planning
College Plans
Estate Plans
Money Purchasing Plans
Profit Sharing Plans